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Compliance for Annuity Brokerage Services Agents

Many of our companies require annual agent certification following the successful completion of your appointment.

 It is now necessary to complete a five module test with a score of 100% covering the following areas for appointment with North American and Midland Life Insurance Companies.

Five module Test with 40 questions covering:

• Fixed Index  Annuity Market Conduct Issues
• Suitability
• Points to Consider with Senior Citizens
• USA Patriot Act
• Producers Guide to Anti-Money Laundering
• Wills Trusts and Medicaid Planning
• Advertising guidelines
• Complaint handling
• Application Guidelines
• Replacements
• Privacy Notice

For a complete list of insurance company requirements for appointment and additional certification requirements please contact us.

Questions regarding your individual states' licensing requirements please visit the link below for additional information.

State Insurance Department Links

http://www.agent-central.com/life1.htm

If you are an agent and need to complete your continuing education requirements  please visit this link for additional information.

Online Insurance CE source

www.webce.com

NASD

Variable Agents and producers who are interested in licensing, continuing education or other should visit the NASD website for broker information:

http://www.nasd.com/RegistrationQualifications/BrokerGuidanceResponsibility/Qualifications/index.htm

Information Request Form

Licensing and appointments
Re-set username and passwords
Agent Certification